Iain Boyd - Nov 22, 2022 Form 4 Insider Report for Snap-on Inc (SNA)

Role
VP - Operations Development
Signature
/s/ Ryan S. Lovitz under Power of Attorney for Iain Boyd
Stock symbol
SNA
Transactions as of
Nov 22, 2022
Transactions value $
-$328,726
Form type
4
Date filed
11/22/2022, 04:48 PM
Previous filing
Feb 14, 2022
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $506K +3.5K +56.05% $144.69 9.74K Nov 22, 2022 Direct F1
transaction SNA Common Stock Sale -$835K -3.5K -35.92% $238.61 6.24K Nov 22, 2022 Direct F2
holding SNA Common Stock 657 Nov 22, 2022 By 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Option (Right to Buy) Options Exercise -3.5K -100% 0 Nov 22, 2022 Common Stock 3.5K $144.69 Direct F4, F5
holding SNA Stock Option (Right to Buy) 13.5K Nov 22, 2022 Common Stock 13.5K $168.70 Direct F4
holding SNA Stock Option (Right to Buy) 10.3K Nov 22, 2022 Common Stock 10.3K $161.18 Direct F4
holding SNA Stock Option (Right to Buy) 9.5K Nov 22, 2022 Common Stock 9.5K $155.92 Direct F4
holding SNA Stock Option (Right to Buy) 9.6K Nov 22, 2022 Common Stock 9.6K $155.34 Direct F6
holding SNA Stock Option (Right to Buy) 6.04K Nov 22, 2022 Common Stock 6.04K $189.89 Direct F6
holding SNA Stock Option (Right to Buy) 4.67K Nov 22, 2022 Common Stock 4.67K $211.67 Direct F6
holding SNA Restricted Stock Units 942 Nov 22, 2022 Common Stock 942 Direct F7, F8
holding SNA Restricted Stock Units 799 Nov 22, 2022 Common Stock 799 Direct F7, F8
holding SNA Performance Units 1.22K Nov 22, 2022 Common Stock 1.22K Direct F7, F9
holding SNA Performance Units 1.89K Nov 22, 2022 Common Stock 1.89K Direct F7, F10
holding SNA Performance Units 1.6K Nov 22, 2022 Common Stock 1.6K Direct F7, F11
holding SNA Deferred Stock Units 370 Nov 22, 2022 Common Stock 370 Direct F3, F7, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 98.36 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 12.2578 shares acquired under a dividend reinvestment plan.
F2 This transaction was executed in multiple trades at prices ranging from $238.13 to $239.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3 This information is based on a plan statement dated September 30, 2022.
F4 Option fully vested.
F5 Exercise of Rule 16b-3 stock option.
F6 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F7 1 for 1.
F8 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F9 If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F12 Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.