Christine Hurtsellers - Dec 5, 2022 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
CEO, Investment Management
Signature
/s/ Rachel Reid, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Dec 5, 2022
Transactions value $
$0
Form type
4
Date filed
12/6/2022, 03:30 PM
Previous filing
Aug 4, 2022
Next filing
Dec 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Disposed to Issuer $0 -5K -7.87% $0.00 58.5K Dec 5, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VOYA Restricted Stock Units 40.1K Dec 5, 2022 Common Stock 40.1K Direct F2
holding VOYA Performance Stock Unit 82.4K Dec 5, 2022 Common Stock 82.4K Direct F3
holding VOYA Performance-Based Stock Options 111K Dec 5, 2022 Common Stock 111K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was a charitable gift.
F2 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.
F3 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F4 The options vest based on the conditions set forth in their respective agreements.

Remarks:

CEO, Investment Management