Paul Gauche - Nov 2, 2022 Form 4 Insider Report for Heliogen, Inc. (HLGN)

Role: Executive VP, Engineering
Signature: /s/ Deborah Chen, Attorney-in-Fact
Stock symbol: HLGN
Transactions as of: Nov 2, 2022
Transactions value $: $0
Form type: 4
Date filed: 12/9/2022, 06:00 PM
Previous filing: Aug 12, 2022
Next filing: Mar 17, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLGN	Common Stock	Award	$0	+200K	+3156.57%	$0.00	206K	Nov 2, 2022	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of 200,000 restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan (the "Plan"). Six and one quarter percent (6.25%) of the shares underlying the RSUs initially granted vest in quarterly installments with the first installment vesting as of September 15, 2022, subject to the Reporting Person's continuous service. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
F2	Also includes 6,336 RSUs vesting on January 1, 2023, subject to the Reporting Person's continuous service as defined in the Plan through such vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

Content

Consists of 200,000 restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan (the "Plan"). Six and one quarter percent (6.25%) of the shares underlying the RSUs initially granted vest in quarterly installments with the first installment vesting as of September 15, 2022, subject to the Reporting Person's continuous service. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

Also includes 6,336 RSUs vesting on January 1, 2023, subject to the Reporting Person's continuous service as defined in the Plan through such vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.