| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXP | Common Stock | Award | $17.6 M | +102 K | +326.63% | $172.31 | 133 K | Jan 29, 2023 | Direct | F1 |
| transaction | AXP | Common Stock | Tax liability | -$8.84 M | -51.3 K | -38.45% | $172.31 | 82.2 K | Jan 29, 2023 | Direct | F2 |
| holding | AXP | Common Stock | 126 | Jan 29, 2023 | 401(k) Trust | F3 | |||||
| holding | AXP | Common Stock | 0 | Jan 29, 2023 | trusts fbo children |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXP | Employee Stock Option (Right to Buy) | Award | $0 | +112 K | $0.00 | 112 K | Jan 29, 2023 | Common Stock | 112 K | $131.68 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person January 2020 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant. |
| F2 | The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. |
| F3 | Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
| F4 | The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2020. These options became exercisable on 1/29/2023 based on the Company's positive cumulative net income over the three year performance period. |