Eric D. Hammes - Feb 6, 2023 Form 4 Insider Report for 3M CO (MMM)

Signature
/s/ Patricia L. Meagher, attorney-in-fact for Eric D. Hammes
Stock symbol
MMM
Transactions as of
Feb 6, 2023
Transactions value $
$0
Form type
4
Date filed
2/8/2023, 03:58 PM
Previous filing
Sep 12, 2022
Next filing
May 1, 2023
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMM Common Stock Award $0 +10.3K +115.17% $0.00 19.2K Feb 6, 2023 Direct F1, F2, F3
transaction MMM Common Stock Tax liability $0 -2.51K -13.08% $0.00 16.7K Feb 6, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMM Restricted Stock Units Award $0 +4.28K $0.00 4.28K Feb 7, 2023 Common Stock 4.28K Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued.
F2 Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3 Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
F4 The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
F5 Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F6 The restricted stock units vest 100% three years from the grant date of February 7, 2023.