Michael G. Vale - Feb 6, 2023 Form 4 Insider Report for 3M CO (MMM)

Signature
/s/ Patricia L. Meagher, attorney-in-fact for Michael G. Vale
Stock symbol
MMM
Transactions as of
Feb 6, 2023
Transactions value $
$0
Form type
4
Date filed
2/8/2023, 04:14 PM
Previous filing
Nov 3, 2022
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMM Common Stock Award $0 +8K +12.03% $0.00 74.5K Feb 6, 2023 Direct F1, F2, F3, F4
transaction MMM Common Stock Tax liability $0 -3.69K -4.95% $0.00 70.8K Feb 6, 2023 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMM Restricted Stock Units Award $0 +13.4K $0.00 13.4K Feb 7, 2023 Common Stock 13.4K Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified.
F2 Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F3 Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
F4 Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
F5 The number of shares withheld for taxes was estimated and will be revised by amendment if necessary.
F6 Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
F7 The restricted stock units vest 100% three years from the grant date of February 7, 2023.