Joseph R. Nolan Jr - Feb 22, 2023 Form 4 Insider Report for EVERSOURCE ENERGY (ES)

Signature
/s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Nolan
Stock symbol
ES
Transactions as of
Feb 22, 2023
Transactions value $
-$377,510
Form type
4
Date filed
2/24/2023, 02:33 PM
Previous filing
Feb 17, 2023
Next filing
Dec 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ES Common Shares, $5.00 par value Tax liability -$378K -4.7K -6.56% $80.27 67K Feb 22, 2023 Direct F1, F2
holding ES Common Shares, $5.00 par value 21.6K Feb 22, 2023 401k Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ES Phantom Shares 64.5K Feb 22, 2023 Common Shares, $5.00 par value 64.5K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition of common shares to satisfy tax withholding obligations.
F2 Includes restricted share units and dividend equivalents thereon.
F3 Shares held in trust under the Eversource 401k Plan, a qualified plan, according to information supplied by the Plan's record keeper.
F4 Reporting Person's deferred compensation under the Eversource Deferred Compensation Plan, a non-qualified plan, that is nominally invested as common shares. Each phantom share represents the right to receive one common share upon a distribution event, following vesting. Additional phantom shares are issued upon the automatic reinvestment of dividend-equivalents and are exempt from the line item reporting under SEC rule 16a-11.