J. Joel Quadracci - Mar 1, 2023 Form 4 Insider Report for Quad/Graphics, Inc. (QUAD)

Signature
/s/ Sherilyn R. Whitmoyer, attorney-in-fact for J. Joel Quadracci
Stock symbol
QUAD
Transactions as of
Mar 1, 2023
Transactions value $
-$547,215
Form type
4
Date filed
3/2/2023, 11:24 AM
Previous filing
Feb 1, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QUAD Class A Common Stock Tax liability -$547K -112K -5.39% $4.89 1.97M Mar 1, 2023 Direct F1
holding QUAD Class A Common Stock 4.09K Mar 1, 2023 By 401(a) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QUAD Class B Common Stock 229K Mar 1, 2023 Class A Common Stock 229K Direct F3
holding QUAD Class B Common Stock 2.35K Mar 1, 2023 Class A Common Stock 2.35K As Trustee - AQH Tr F3, F4
holding QUAD Class B Common Stock 2.35K Mar 1, 2023 Class A Common Stock 2.35K As Trustee - EQH Tr F3, F5
holding QUAD Class B Common Stock 120K Mar 1, 2023 Class A Common Stock 120K As Trustee - HVQ For Joel F3, F6
holding QUAD Class B Common Stock 2.35K Mar 1, 2023 Class A Common Stock 2.35K As Trustee - KBH Tr F3, F7
holding QUAD Class B Common Stock 2.35K Mar 1, 2023 Class A Common Stock 2.35K As Trustee - WVH Tr F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects payment of tax liability by withholding shares of stock incident to the vesting of restricted stock previously issued.
F2 Shares acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 02/28/2023.
F3 Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F4 As Trustee for the Alexander Q. Harned 2007 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F5 As Trustee for the Elizabeth Quadracci Harned 2003 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F6 As Trustee for the HVQ 1992 Descendants Trust f/b/o J. Joel Quadracci. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F7 As Trustee for the Kathryn B. Harned 2004 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F8 As Trustee for the William V. Harned 2006 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.