Robert E. Guest - Jul 12, 2023 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
Director
Signature
/s/ Robert E. Guest
Stock symbol
EFSC
Transactions as of
Jul 12, 2023
Transactions value $
$0
Form type
4
Date filed
7/14/2023, 09:29 AM
Previous filing
Jul 11, 2023
Next filing
Apr 30, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFSC Common Stock Award $0 +1.55K +770.15% $0.00 1.75K Jul 12, 2023 Direct F1
holding EFSC Common Stock 8.27K Jul 12, 2023 Spouse Ira
holding EFSC Common Stock 1.65K Jul 12, 2023 Guest Family Trust
holding EFSC Common Stock 89.8K Jul 12, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding EFSC Phantom Stock 2.2K Jul 12, 2023 Common Stock 2.2K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issued under the Non-Management Director Stock Plan.
F2 These shares are held jointly with spouse.
F3 Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F4 Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.