Francis M. Fetsko - Oct 2, 2023 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role
EVP, COO, CFO & Treasurer
Signature
/s/ Francis M. Fetsko
Stock symbol
TMP
Transactions as of
Oct 2, 2023
Transactions value $
$0
Form type
4
Date filed
10/3/2023, 09:04 AM
Previous filing
Feb 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TMP Common Stock 17.4K Oct 2, 2023 Direct
holding TMP Common Stock 4.76K Oct 2, 2023 by 401K/ISOP
holding TMP Common Stock 5.87K Oct 2, 2023 by ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TMP Stock Appreciation Rights (SAR) 802 Oct 2, 2023 Common Stock 802 $76.90 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Francis M. Fetsko is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.