David W. Gibbs - Oct 16, 2023 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Executive Officer, Director
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Oct 16, 2023
Transactions value $
-$412,309
Form type
4
Date filed
10/17/2023, 10:26 AM
Previous filing
Oct 4, 2023
Next filing
Nov 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $154K +3.07K +5.35% $50.22 60.4K Oct 16, 2023 Direct F1
transaction YUM Common Stock Disposed to Issuer -$154K -1.32K -2.18% $116.88 59.1K Oct 16, 2023 Direct F1
transaction YUM Common Stock Sale -$205K -1.75K -2.96% $117.55 57.3K Oct 16, 2023 Direct F2
transaction YUM Common Stock Options Exercise $155K +3.09K +5.38% $50.22 60.4K Oct 16, 2023 Direct F1
transaction YUM Common Stock Disposed to Issuer -$155K -1.33K -2.19% $116.88 59.1K Oct 16, 2023 Direct F1
transaction YUM Common Stock Sale -$207K -1.76K -2.98% $117.55 57.3K Oct 16, 2023 Direct F2
holding YUM Common Stock 39.5K Oct 16, 2023 Trust - DWG
holding YUM Common Stock 26.4K Oct 16, 2023 Trust SJG

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Stock Appreciation Right Options Exercise $0 -3.07K -25% $0.00 9.2K Oct 16, 2023 Common Stock 3.07K $50.22 Direct F1, F3
transaction YUM Stock Appreciation Right Options Exercise $0 -3.09K -20.07% $0.00 12.3K Oct 16, 2023 Common Stock 3.09K $50.22 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 Plan
F2 Pursuant to 10b5-1 Plan adopted on February 24, 2023
F3 Vesting occurs on a quarterly basis beginning one year from grant date.