-
Signature
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/s/ M. Gayle Hobson, POA
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Stock symbol
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YUM
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Transactions as of
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Nov 15, 2023
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Transactions value $
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-$477,019
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Form type
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4
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Date filed
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11/16/2023, 09:32 AM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
YUM |
Common Stock |
Options Exercise |
$154K |
+3.07K |
+5.35% |
$50.22 |
60.4K |
Nov 15, 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Disposed to Issuer |
-$154K |
-1.21K |
-2% |
$127.53 |
59.2K |
Nov 15, 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Sale |
-$238K |
-1.86K |
-3.14% |
$127.97 |
57.3K |
Nov 15, 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Options Exercise |
$155K |
+3.08K |
+5.38% |
$50.22 |
60.4K |
Nov 15, 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Disposed to Issuer |
-$155K |
-1.22K |
-2.01% |
$127.53 |
59.2K |
Nov 15, 2023 |
Direct |
F1 |
| transaction |
YUM |
Common Stock |
Sale |
-$239K |
-1.87K |
-3.16% |
$127.97 |
57.3K |
Nov 15, 2023 |
Direct |
F1 |
| holding |
YUM |
Common Stock |
|
|
|
|
|
39.5K |
Nov 15, 2023 |
Trust - DWG |
|
| holding |
YUM |
Common Stock |
|
|
|
|
|
26.4K |
Nov 15, 2023 |
Trust SJG |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
YUM |
Stock Appreciation Right |
Options Exercise |
$0 |
-3.07K |
-33.33% |
$0.00 |
6.13K |
Nov 15, 2023 |
Common Stock |
3.07K |
$50.22 |
Direct |
F1, F2 |
| transaction |
YUM |
Stock Appreciation Right |
Options Exercise |
$0 |
-3.08K |
-25.1% |
$0.00 |
9.2K |
Nov 15, 2023 |
Common Stock |
3.08K |
$50.22 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: