Douglas E. Buckminster - Nov 15, 2023 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)

Role
Vice Chairman
Signature
/s/ Kristina V. Fink, attorney-in-fact
Stock symbol
AXP
Transactions as of
Nov 15, 2023
Transactions value $
-$819,377
Form type
4
Date filed
11/17/2023, 05:00 PM
Previous filing
Mar 6, 2023
Next filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXP Common Stock Options Exercise $983K +11.3K +9.62% $86.64 129K Nov 15, 2023 Direct F2
transaction AXP Common Stock Sale -$1.8M -11.3K -11.38% $158.87 88.4K Nov 15, 2023 Direct F3, F4
holding AXP Common Stock 29.5K Nov 15, 2023 By GRAT F1
holding AXP Common Stock 0 Nov 15, 2023 401(k) Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXP Employee Stock Option (Right to Buy) Options Exercise $0 -11.3K -100% $0.00* 0 Nov 15, 2023 Common Stock 11.3K $86.64 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Balance reflects shares transferred from the reporting person to a Grantor Retained Annuity Trust on November 15, 2023.
F2 Includes shares acquired pursuant to dividend reinvestment.
F3 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $158.67 to $158.895. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4 Balance reflects shares transferred from the reporting person to a Grantor Retained Annuity Trust on November 15, 2023.