June C. Lemerand - Nov 30, 2023 Form 4 Insider Report for Snap-on Inc (SNA)

Role
VP & Chief Information Officer
Signature
/s/ Ryan S. Lovitz under Power of Attorney for June C. Lemerand
Stock symbol
SNA
Transactions as of
Nov 30, 2023
Transactions value $
-$422,840
Form type
4
Date filed
11/30/2023, 05:04 PM
Previous filing
Mar 3, 2023
Next filing
Feb 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SNA Common Stock Options Exercise $561K +3.6K +185.19% $155.92 5.54K Nov 30, 2023 Direct F1
transaction SNA Common Stock Sale -$311K -1.14K -20.6% $272.63 4.4K Nov 30, 2023 Direct F2
transaction SNA Common Stock Sale -$591K -2.16K -49.02% $273.64 2.24K Nov 30, 2023 Direct F3
transaction SNA Common Stock Sale -$82.3K -300 -13.37% $274.28 1.94K Nov 30, 2023 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNA Stock Option (Right to Buy) Options Exercise -3.6K -100% 0 Nov 30, 2023 Common Stock 3.6K $155.92 Direct F5, F6
holding SNA Stock Option (Right to Buy) 2.2K Nov 30, 2023 Common Stock 2.2K $168.70 Direct F5
holding SNA Stock Option (Right to Buy) 2.91K Nov 30, 2023 Common Stock 2.91K $161.18 Direct F5
holding SNA Stock Option (Right to Buy) 3.5K Nov 30, 2023 Common Stock 3.5K $155.34 Direct F5
holding SNA Stock Option (Right to Buy) 2.86K Nov 30, 2023 Common Stock 2.86K $189.89 Direct F7
holding SNA Stock Option (Right to Buy) 2.94K Nov 30, 2023 Common Stock 2.94K $211.67 Direct F7
holding SNA Stock Option (Right to Buy) 2.43K Nov 30, 2023 Common Stock 2.43K $249.26 Direct F7
holding SNA Restricted Stock Units 445 Nov 30, 2023 Common Stock 445 Direct F8, F9
holding SNA Restricted Stock Units 502 Nov 30, 2023 Common Stock 502 Direct F8, F9
holding SNA Restricted Stock Units 556 Nov 30, 2023 Common Stock 556 Direct F8, F9
holding SNA Performance Units 891 Nov 30, 2023 Common Stock 891 Direct F8, F10
holding SNA Performance Units 1.01K Nov 30, 2023 Common Stock 1.01K Direct F8, F11
holding SNA Performance Units 1.11K Nov 30, 2023 Common Stock 1.11K Direct F8, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 12.1267 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 16.4385 share acquired under a dividend reinvestment plan.
F2 This transaction was executed in multiple trades at prices ranging from $272.17 to $273.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F3 This transaction was executed in multiple trades at prices ranging from $273.18 to $274.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F4 This transaction was executed in multiple trades at prices ranging from $274.19 to $274.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F5 Option fully vested.
F6 Exercise of Rule 16b-3 stock option.
F7 Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F8 1 for 1.
F9 The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
F10 If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11 If the Company achieves certain goals over the 2022-2024 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F12 If the Company achieves certain goals over the 2023-2025 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.