Charles J. Dockendorff - Jan 2, 2024 Form 4 Insider Report for HOLOGIC INC (HOLX)

Role
Director
Signature
/s/ Mark W. Irving, attorney-in-fact for Mr. Dockendorff
Stock symbol
HOLX
Transactions as of
Jan 2, 2024
Transactions value $
-$862,964
Form type
4
Date filed
1/4/2024, 04:09 PM
Previous filing
Sep 7, 2023
Next filing
Mar 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOLX Common Stock Options Exercise $290K +7.55K +76.03% $38.44 17.5K Jan 2, 2024 Direct F1, F2
transaction HOLX Common Stock Sale -$1.15M -16K -91.62% $72.00 1.47K Jan 2, 2024 Direct F1
holding HOLX Common Stock 15.4K Jan 2, 2024 Revocable Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOLX Non-qualified Stock Option (Right to Buy) Options Exercise $0 -7.55K -100% $0.00* 0 Jan 2, 2024 Common Stock 7.55K $38.44 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Transaction pursuant to an existing Rule 10b5-1 trading plan adopted May 24, 2023.
F2 3,206 shares of common stock were transferred from the Carol J. Dockendorff Revocable Trust to the direct ownership of the Reporting Person.