Karleen Marie Oberton - Jan 29, 2024 Form 4 Insider Report for HOLOGIC INC (HOLX)

Signature
/s/ Mark W. Irving, attorney-in-fact for Ms. Oberton
Stock symbol
HOLX
Transactions as of
Jan 29, 2024
Transactions value $
-$1,120,500
Form type
4
Date filed
1/30/2024, 04:08 PM
Previous filing
Nov 16, 2023
Next filing
Mar 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOLX Common Stock Sale -$1.12M -14.9K -12.57% $75.00 104K Jan 29, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Transaction pursuant to an existing Rule 10b5-1 trading plan adopted on September 9, 2023.
F2 Includes 41,121 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan.