Keene S Turner - Feb 28, 2024 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
SEVP, Chief Financial Officer
Signature
/s/ Keene S. Turner
Stock symbol
EFSC
Transactions as of
Feb 28, 2024
Transactions value $
$0
Form type
4
Date filed
3/1/2024, 12:30 PM
Previous filing
Feb 27, 2024
Next filing
Jun 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 48.1K Feb 28, 2024 Direct
holding EFSC Common Stock 1.57K Feb 28, 2024 401(k) Plan F1
holding EFSC Depository Shares 2K Feb 28, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Award $0 +2.9K $0.00 2.9K Feb 28, 2024 Common Stock 2.9K Direct F3, F4
transaction EFSC Non Qualified Stock Option (Right to Buy) Award $0 +15.2K $0.00 15.2K Feb 28, 2024 Common Stock 15.2K $39.50 Direct F5
holding EFSC Non Qualified Stock Option (Right to Buy) 9.04K Feb 28, 2024 Common Stock 9.04K $43.81 Direct
holding EFSC Non Qualified Stock Option (Right to Buy) 9.93K Feb 28, 2024 Common Stock 9.93K $48.34 Direct F6
holding EFSC Non Qualified Stock Option (Right to Buy) 9.61K Feb 28, 2024 Common Stock 9.61K $54.46 Direct F7
holding EFSC Restricted Share Units 1.76K Feb 28, 2024 Common Stock 1.76K Direct F3, F8
holding EFSC Restricted Share Units 1.96K Feb 28, 2024 Common Stock 1.96K Direct F3, F9
holding EFSC Restricted Share Units 9.98K Feb 28, 2024 Common Stock 9.98K Direct F3, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
F2 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
F3 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F4 The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
F5 This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
F6 This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
F7 This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
F8 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
F9 The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
F10 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.