John W. Schmidt - Mar 22, 2019 Form 4 Insider Report for CALERES INC (CAL)

Signature
Thomas C. Burke, Attny in Fact for John W Schmidt
Stock symbol
CAL
Transactions as of
Mar 22, 2019
Transactions value $
-$964,073
Form type
4
Date filed
3/6/2024, 06:55 PM
Next filing
Mar 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAL Common Stock Purchase $12.1K +500 +33.33% $24.24* 2K Mar 22, 2019 By Spouse F1
transaction CAL Common Stock Purchase $9.08K +500 +25% $18.15* 2.5K Jun 20, 2019 By Spouse F1
transaction CAL Common Stock Purchase $25.9K +1K +40% $25.88 3.5K Aug 24, 2022 By Spouse F1
transaction CAL Common Stock Sale -$30.7K -1K -28.57% $30.65 2.5K Nov 21, 2023 By Spouse F1
transaction CAL Common Stock Sale -$490K -12.7K -3.51% $38.70 348K Mar 4, 2024 Direct F2, F3
transaction CAL Common Stock Sale -$490K -12.7K -3.64% $38.71 336K Mar 4, 2024 Direct F2, F4
holding CAL Common Stock 5.51K Mar 22, 2019 Indirect holding through 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares owned by the reporting person's spouse, of which the reporting person disclaims beneficial ownership.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 11, 2023.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.29 to $39.025, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.52 to $38.98, inclusive. The reporting person undertakes to provide to Caleres, Inc., any security holder of Caleres, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.