Paget Leonard Alves - May 2, 2024 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Director
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
May 2, 2024
Transactions value $
-$859,223
Form type
4
Date filed
5/6/2024, 11:18 AM
Previous filing
Apr 2, 2024
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Sale -$441K -3.24K -100% $136.19 0 May 2, 2024 Direct F1
transaction YUM Common Stock Sale -$419K -3.07K -100% $136.19 0 May 2, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $136.06 to $136.19. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected.
F2 This transaction was executed in multiple trades at prices ranging from $136.06 to $136.19. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected.