John R. Desjarlais - Jul 9, 2024 Form 4 Insider Report for Xencor Inc (XNCR)

Role
SR. VICE PRESIDENT & CSO
Signature
/s/ Celia E. Eckert, Attorney-in-Fact
Stock symbol
XNCR
Transactions as of
Jul 9, 2024
Transactions value $
-$129,011
Form type
4
Date filed
7/11/2024, 06:41 PM
Previous filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XNCR Common Stock Options Exercise $453K +42.2K +22.64% $10.73 229K Jul 9, 2024 Direct F1, F2
transaction XNCR Common Stock Sale -$666K -36.3K -15.89% $18.32 192K Jul 9, 2024 Direct F1, F3
transaction XNCR Common Stock Options Exercise $83.5K +7.79K +4.05% $10.73 200K Jul 10, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XNCR Stock Option (Right to Buy) Options Exercise $0 -42.2K -84.43% $0.00 7.79K Jul 9, 2024 Common Stock 42.2K $10.73 Direct F1, F4
transaction XNCR Stock Option (Right to Buy) Options Exercise $0 -7.79K -100% $0.00* 0 Jul 10, 2024 Common Stock 7.79K $10.73 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction is pursuant to a 10b5-1 plan.
F2 Underlying option due to expire in July 2024.
F3 Represents the disposition of shares sold to pay option cost and estimated tax liability due upon option exercise.
F4 25% of the shares subject to the option shall vest on the one year anniversary of July 14, 2014 (the "Vesting Commencement Date"), and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested and exercisable on the four year anniversary of the Vesting Commencement Date.