Michael E. Daniels - Aug 28, 2024 Form 4 Insider Report for NICOLET BANKSHARES INC (NIC)

Role
Chairman, President & CEO, Director
Signature
/s/ H. Phillip Moore, Jr., as attorney-in-fact for Michael E. Daniels
Stock symbol
NIC
Transactions as of
Aug 28, 2024
Transactions value $
-$467,303
Form type
4
Date filed
8/29/2024, 05:30 PM
Previous filing
Aug 28, 2024
Next filing
Sep 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NIC Common Stock Options Exercise $64.5K +1.32K +1.82% $48.85 73.7K Aug 28, 2024 Direct
transaction NIC Common Stock Sale -$131K -1.32K -1.79% $98.92 72.4K Aug 28, 2024 Direct F1
transaction NIC Common Stock Options Exercise $391K +8K +11.05% $48.85 80.4K Aug 29, 2024 Direct
transaction NIC Common Stock Sale -$792K -8K -9.95% $98.98 72.4K Aug 29, 2024 Direct F2, F3
holding NIC Common Stock 6.25K Aug 28, 2024 By 401(k) Plan
holding NIC Common Stock 9.8K Aug 28, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -1.32K -1.07% $0.00 122K Aug 28, 2024 Common Stock 1.32K $48.85 Direct F4
transaction NIC Stock Option (Right to Buy) Options Exercise $0 -8K -6.54% $0.00 114K Aug 29, 2024 Common Stock 8K $48.85 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $98.85 to $99.12, inclusive. Mr. Daniels undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $98.85 to $99.06, inclusive. Mr. Daniels undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3 Includes a total of 913 shares owned by Mr. Daniels in the Employee Stock Purchase Plan. Mr. Daniels has not acquired additional shares under the Employee Stock Purchase Plan since Mr. Daniels last Form 4 filing dated August 28, 2024.
F4 The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 114,387 shares.