Brent J. Pearson - Sep 24, 2021 Form 4 Insider Report for Great Elm Group, Inc. (GEG)

Role: Chief Financial Officer
Signature: /s/ Adam M. Kleinman, attorney-in-fact
Stock symbol: GEG
Transactions as of: Sep 24, 2021
Transactions value $: $0
Form type: 4
Date filed: 9/28/2021, 07:27 PM
Next filing: Sep 20, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GEG	Common Stock	Award	$0	+5.23K	+30.17%	$0.00	22.6K	Sep 24, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GEG	Stock Option (Right to Buy)	Award	$0	+12.3K		$0.00	12.3K	Sep 24, 2021	Common Stock	12.3K	$2.87	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Pearson was awarded 5,230 restricted stock units, 1,308 of which vested on the grant date, September 24, 2021, and the remainder of which vest in equal annual installments on each anniversary of the grant date until September 24, 2024.
F2	Mr. Pearson was awarded 12,278 stock options, 3,070 of which vested on the grant date, September 24, 2021 and the remainder of which vest in equal annual installments on each anniversary of the grant date until September 24, 2024.