Dennis J. Selkoe - May 3, 2023 Form 4 Insider Report for PROTHENA CORP PUBLIC LTD CO (PRTA)

Role
Director
Signature
/s/ Michael J. Malecek, as attorney-in-fact for Dennis J. Selkoe
Stock symbol
PRTA
Transactions as of
May 3, 2023
Transactions value $
-$583,890
Form type
4
Date filed
5/5/2023, 09:30 PM
Previous filing
May 27, 2022
Next filing
May 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRTA Ordinary Shares, par value $0.01 per share Options Exercise $55.4K +6K +210.9% $9.23* 8.85K May 3, 2023 Direct
transaction PRTA Ordinary Shares, par value $0.01 per share Options Exercise $216K +9K +101.75% $23.97 17.8K May 3, 2023 Direct
transaction PRTA Ordinary Shares, par value $0.01 per share Sale -$855K -15K -84.06% $57.00 2.85K May 3, 2023 Direct F1
holding PRTA Ordinary Shares, par value $0.01 per share 1.36K May 3, 2023 By wife

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRTA Stock Option (Right to Buy) Options Exercise $0 -6K -100% $0.00* 0 May 3, 2023 Ordinary Shares 6K $9.23 Direct F2
transaction PRTA Stock Option (Right to Buy) Options Exercise $0 -9K -60% $0.00 6K May 3, 2023 Ordinary Shares 9K $23.97 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2022.
F2 All shares subject to the option have fully vested.