Lisa Feng - Jul 3, 2023 Form 4 Insider Report for ACM Research, Inc. (ACMR)

Role
Chief Financial Officer of ACM Research (Shanghai), Inc., a subsidiary of the Issuer
Signature
/s/ Mark McKechnie, Attorney-in-Fact for Lisa Feng
Stock symbol
ACMR
Transactions as of
Jul 3, 2023
Transactions value $
-$297,675
Form type
4
Date filed
7/5/2023, 06:52 PM
Previous filing
Mar 13, 2023
Next filing
Aug 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ACMR Class A Common Stock Options Exercise $39.8K +22.5K +45% $1.77* 72.5K Jul 3, 2023 Direct
transaction ACMR Class A Common Stock Sale -$338K -22.5K -31.03% $15.00 50K Jul 3, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ACMR Stock Option Options Exercise $0 -22.5K -100% $0.00* 0 Jul 3, 2023 Class A Common Stock 22.5K $1.77 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 The option was fully vested and exercisable.
F3 Due to an administrative error, the reporting person's previous Form 4 filed on March 13, 2023 reflected an incorrect amount of zero for number of derivative securities beneficially owned following reported transaction(s) in Column 9 rather than 22,500. This filing corrects that error.

Remarks:

Chief Financial Officer of ACM Research (Shanghai), Inc., a subsidiary of the Issuer