| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | FNKO | Restricted Stock Units | Award | $0 | +2.88K | $0.00 | 2.88K | Nov 2, 2023 | Class A Common Stock | 2.88K | Direct | F1, F2 | ||
| transaction | FNKO | Stock Option (Right to Buy) | Award | $0 | +7.18K | $0.00 | 7.18K | Nov 2, 2023 | Class A Common Stock | 7.18K | $7.51 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on November 2, 2024, subject to the reporting person's continued service with the Issuer through the vesting date. |
| F2 | The reporting person was granted 2,877 restricted stock units and 7,180 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| F3 | The options will vest and become exercisable on November 2, 2024, subject to the reporting person's continued service with the Issuer through the vesting date. |
This amendment is being filed to correct the number of RSUs and options reported in the original filing.