| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RCKT | Common Stock | Options Exercise | $0 | -46.8 K | -7.53% | $0.00 | 575 K | Feb 14, 2024 | Direct | F1 |
| holding | RCKT | Common Stock | 208 K | Feb 14, 2024 | By Spouse | ||||||
| holding | RCKT | Common Stock | 198 K | Feb 14, 2024 | By Gaurav D. Shah Irrevocable Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RCKT | Restricted Stock Units | Options Exercise | $0 | -7.98 K | -20% | $0.00 | 31.9 K | Feb 14, 2024 | Common Stock | 7.98 K | Direct | F2, F3 | |
| transaction | RCKT | Restricted Stock Units | Options Exercise | $0 | -38.8 K | -33.4% | $0.00 | 77.5 K | Feb 14, 2024 | Common Stock | 38.8 K | Direct | F2, F4 |
| Id | Content |
|---|---|
| F1 | Represents shares of Common Stock received upon vesting of a restricted stock unit ("RSU") award. |
| F2 | Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| F3 | One-third (1/3) of such RSUs became fully vested and exercisable on February 14, 2023, with the remaining shares vesting in equal quarterly installments over the following two years. |
| F4 | One-third (1/3) of such RSUs became fully vested and exercisable on February 14, 2024, with the remaining shares vesting in equal quarterly installments over the following two years. |