Adam M. Kleinman - Sep 20, 2024 Form 4/A - Amendment Insider Report for Great Elm Capital Corp. (GECC)

Role
CCO and Secretary
Signature
/s/ Adam M. Kleinman
Stock symbol
GECC
Transactions as of
Sep 20, 2024
Transactions value $
$0
Form type
4/A - Amendment
Date filed
9/27/2024, 07:30 PM
Date Of Original Report
Sep 24, 2024
Previous filing
Sep 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Other $0 +6.19K +19.32% $0.00 38.3K Sep 20, 2024 Direct F1, F2
transaction GECC Common Stock Other $0 +2.09K +5.47% $0.00 40.3K Sep 24, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Kleinman is the Chief Compliance Officer and Secretary of Great Elm Capital Corp. ("GECC"). Mr. Kleinman received an award of 6,194 shares of common stock of GECC as equity compensation for his position at GECC, 1,548 of which vested on the grant date, September 20, 2024, and the remainder of which will vest in equal annual installments on each anniversary of the grant date until September 20, 2027, subject to continued service with GECM.
F2 This amendment is being filed to correct the number of shares beneficially owned after the reported transactions.
F3 Represents shares of common stock of GECC acquired as a result of a stock dividend associated with the portion of the equity compensation awarded to Mr. Kleinman in previous years that vested on the anniversary of those grant dates.