Bradley Allen Kreger - Nov 20, 2021 Form 4 Insider Report for FLUIDIGM CORP (LAB)

Role
SVP, Global Operations
Signature
/s/ Bradley Kreger by Nicholas Khadder, Attorney-in-Fact
Stock symbol
LAB
Transactions as of
Nov 20, 2021
Transactions value $
-$12,033
Form type
4
Date filed
11/24/2021, 05:45 PM
Previous filing
Aug 24, 2021
Next filing
Jan 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAB Common Stock Options Exercise $0 +3.13K +3.83% $0.00 84.8K Nov 20, 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2.24K +2.64% $0.00 87K Nov 20, 2021 Direct
transaction LAB Common Stock Options Exercise $0 +2.39K +2.75% $0.00 89.4K Nov 20, 2021 Direct
transaction LAB Common Stock Tax liability -$12K -2.68K -3% $4.49 86.7K Nov 20, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LAB Restricted Stock Units Options Exercise $0 -3.13K -33.33% $0.00 6.25K Nov 20, 2021 Common Stock 3.13K Direct F1, F2
transaction LAB Restricted Stock Units Options Exercise $0 -2.24K -16.66% $0.00 11.2K Nov 20, 2021 Common Stock 2.24K Direct F1, F3
transaction LAB Restricted Stock Units Options Exercise $0 -2.39K -10% $0.00 21.5K Nov 20, 2021 Common Stock 2.39K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
F2 On April 30, 2018, the Reporting Person was granted 50,000 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2019, and as to 1/16th of the total number of shares each quarter thereafter.
F3 On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F4 On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.