Leonard J. Leblanc - May 20, 2021 Form 4 Insider Report for AXT INC (AXTI)

Role
Director
Signature
/s/ Lenoard J LeBlanc, by Power of Attorney
Stock symbol
AXTI
Transactions as of
May 20, 2021
Transactions value $
-$98,600
Form type
4
Date filed
5/24/2021, 06:01 PM
Next filing
Jan 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTI Common Stock Award $0 +6.73K +3.78% $0.00 185K May 20, 2021 Direct F1
transaction AXTI Common Stock Sale -$98.6K -10K -5.42% $9.86 175K May 21, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date.