Carr Bettis - Jun 16, 2021 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Role
Exec Chrmn/Chrmn of the Board, Director
Signature
/s/ James Spolar, Attorney-in-Fact
Stock symbol
AEYE
Transactions as of
Jun 16, 2021
Transactions value $
-$171,449
Form type
4
Date filed
6/21/2021, 05:17 PM
Previous filing
Jun 2, 2021
Next filing
Jul 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Sale -$148K -8.7K -1.98% $17.05 430K Jun 16, 2021 CSB IV US Holdings LLC F1, F2, F4
transaction AEYE Common Stock Sale -$23.1K -1.3K -0.3% $17.78 428K Jun 16, 2021 CSB IV US Holdings LLC F1, F3, F4
holding AEYE Common Stock 18.6K Jun 16, 2021 Carr Bettis IRA F5
holding AEYE Common Stock 408K Jun 16, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.
F2 Reflects the weighted average price of 8,700 shares of common stock of AudioEye, Inc. sold in multiple transactions on June 16, 2021 with sale prices ranging from $16.65 to $17.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Reflects the weighted average price of 1,300 shares of common stock of AudioEye, Inc. sold in multiple transactions on June 16, 2021 with sale prices ranging from $17.67 to $17.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F5 Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.