Stephen Seay - Jul 1, 2001 Form 4 Insider Report for EMAGIN CORP (EMAN)

Role
Director
Signature
/s/ Mark A. Koch, as Attorney-in-Fact
Stock symbol
EMAN
Transactions as of
Jul 1, 2001
Transactions value $
$111,157
Form type
4
Date filed
7/6/2021, 08:13 PM
Next filing
Jun 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMAN Common Stock Options Exercise $55.6K +26K +67.42% $2.14 64.5K Jul 1, 2021 Direct F2
transaction EMAN Common Stock Tax liability $55.6K +16K +49.07% $3.48* 48.5K Jul 1, 2001 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMAN Stock Option (Right to Buy) Award $0 +35K $0.00 35K Jul 1, 2021 Common Stock 35K $3.48 Direct F1
transaction EMAN Non-Qualified Stock Option (right to buy) Options Exercise $0 -26K -100% $0.00* 0 Jul 1, 2021 Common Stock 26K $2.14 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 17,500 shares of such options vested as of July 1, 2021 and 17,500 shares shall vest on July 1, 2022 or by the next Annual Meeting, whichever is sooner.
F2 Represents the exercise of options granted on 7/1/14 and expiring on 7/1/21
F3 Reflects 15,971 shares traded by the issuer at the market price of $3.38 to fund the cashless exercise of 25,971 options at an exercise price of $2.14 per share.
F4 All shares underlying this option have vested