Carr Bettis - Sep 30, 2021 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Role
Exec Chrmn/Chrmn of the Board, Director
Signature
/s/ James Spolar, Attorney-in-Fact
Stock symbol
AEYE
Transactions as of
Sep 30, 2021
Transactions value $
$8,861
Form type
4
Date filed
10/4/2021, 04:50 PM
Previous filing
Sep 2, 2021
Next filing
Nov 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Award $11.6K +1.01K +0.24% $11.46 414K Sep 30, 2021 Direct F1
transaction AEYE Common Stock Tax liability -$2.71K -246 -0.06% $11.03 413K Sep 30, 2021 Direct F2
holding AEYE Common Stock 429K Sep 30, 2021 CSB IV US Holdings LLC F3
holding AEYE Common Stock 18.6K Sep 30, 2021 Carr Bettis IRA F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.
F2 Represents shares withheld to cover withholding taxes associated with the issuance of 1,010 shares reported above.
F3 Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F4 Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.