Karen Wilson Thissen - Nov 8, 2021 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: Executive VP and GC
Signature: /s/ Wendy B. Mahling for Karen Wilson Thissen
Stock symbol: AMP
Transactions as of: Nov 8, 2021
Transactions value $: -$462,039
Form type: 4
Date filed: 11/10/2021, 03:27 PM
Next filing: Feb 1, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Sale	-$462K	-1.5K	-12.87%	$308.03	10.2K	Nov 8, 2021	Direct	F1
holding	AMP	Common Stock						248	Nov 8, 2021	By 401(k) Plan	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects the weighted average price of 1,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2021 with sale prices ranging from $307.871 to $308.065 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 8, 2021. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.

Content

Reflects the weighted average price of 1,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 8, 2021 with sale prices ranging from $307.871 to $308.065 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 8, 2021. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.