David Moradi - Nov 30, 2021 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Role
David Moradi serves as Interim Chief Executive Officer and Chief Strategy Officer of the Issuer., Director, 10%+ Owner
Signature
/s/ James Spolar, Attorney-in-Fact
Stock symbol
AEYE
Transactions as of
Nov 30, 2021
Transactions value $
$383,299
Form type
4
Date filed
12/2/2021, 03:33 PM
Previous filing
Aug 23, 2021
Next filing
May 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Purchase $68.6K +9.04K +0.32% $7.59 2.82M Nov 30, 2021 Through Sero Capital LLC F1, F2
transaction AEYE Common Stock Purchase $182K +22.8K +0.81% $8.00 2.84M Dec 1, 2021 Through Sero Capital LLC F2, F3
transaction AEYE Common Stock Purchase $132K +17.5K +0.62% $7.55 2.86M Dec 2, 2021 Through Sero Capital LLC F2, F4
holding AEYE Common Stock 542K Nov 30, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 9,038 shares of common stock of AudioEye, Inc. purchased in multiple transactions on November 30, 2021 with purchase prices ranging from $7.50 to $7.86 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2 Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.
F3 Reflects the weighted average price of 22,800 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 1, 2021 with purchase prices ranging from $7.98 to $8.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F4 Reflects the weighted average price of 17,520 shares of common stock of AudioEye, Inc. purchased in multiple transactions on December 2, 2021 with purchase prices ranging from $7.53 to $7.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Remarks:

David Moradi serves as Interim Chief Executive Officer and Chief Strategy Officer of the Issuer.