Carr Bettis - Dec 31, 2021 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Role
Exec Chrmn/Chrmn of the Board, Director
Signature
/s/ James Spolar, Attorney-in-Fact
Stock symbol
AEYE
Transactions as of
Dec 31, 2021
Transactions value $
$8,849
Form type
4
Date filed
1/4/2022, 04:35 PM
Previous filing
Dec 20, 2021
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Award $11.6K +1.6K +0.39% $7.24 417K Dec 31, 2021 Direct F1
transaction AEYE Common Stock Tax liability -$2.74K -390 -0.09% $7.02 416K Dec 31, 2021 Direct F2
holding AEYE Common Stock 432K Dec 31, 2021 CSB IV US Holdings LLC F3
holding AEYE Common Stock 18.6K Dec 31, 2021 Carr Bettis IRA F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.
F2 Represents shares withheld to cover withholding taxes associated with the issuance of 1,210 shares reported above.
F3 Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F4 Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.