James M. Cracchiolo - Jan 28, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Chairman and CEO, Director
Signature
/s/ Wendy B. Mahling for James M. Cracchiolo
Stock symbol
AMP
Transactions as of
Jan 28, 2022
Transactions value $
-$1,726,433
Form type
4
Date filed
2/1/2022, 05:37 PM
Previous filing
Dec 29, 2021
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +12.6K +7.36% $0.00 185K Jan 28, 2022 Direct
transaction AMP Common Stock Tax liability -$711K -2.38K -1.29% $298.09 182K Jan 29, 2022 Direct
transaction AMP Common Stock Tax liability -$1.02M -3.34K -1.83% $304.31 179K Jan 31, 2022 Direct
holding AMP Common Stock 1.64K Jan 28, 2022 By 401(k) Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +33.9K $0.00 33.9K Jan 28, 2022 Common Stock 33.9K $298.09 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 28, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022.