Helen Torley - Feb 10, 2022 Form 4 Insider Report for HALOZYME THERAPEUTICS, INC. (HALO)

Role
President and CEO, Director
Signature
/s/ James R. Oehler as attorney-in-fact for Helen Torley
Stock symbol
HALO
Transactions as of
Feb 10, 2022
Transactions value $
-$1,679,236
Form type
4
Date filed
2/14/2022, 06:27 PM
Previous filing
Nov 8, 2021
Next filing
Feb 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HALO Common Stock Options Exercise $0 +31.3K +5.82% $0.00 568K Feb 10, 2022 Direct
transaction HALO Common Stock Tax liability -$580K -16.6K -2.92% $34.94 552K Feb 10, 2022 Direct F1
transaction HALO Common Stock Options Exercise $0 +32.8K +5.94% $0.00 585K Feb 12, 2022 Direct
transaction HALO Common Stock Tax liability -$590K -17.3K -2.95% $34.20 567K Feb 12, 2022 Direct F2
transaction HALO Common Stock Options Exercise $0 +28.7K +5.06% $0.00 596K Feb 14, 2022 Direct
transaction HALO Common Stock Tax liability -$509K -15.1K -2.54% $33.64 581K Feb 14, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HALO Restricted Stock Units Options Exercise $0 -31.3K -33.33% $0.00 62.6K Feb 10, 2022 Common Stock 31.3K $0.00 Direct F4
transaction HALO Restricted Stock Units Options Exercise $0 -32.8K -50% $0.00 32.8K Feb 12, 2022 Common Stock 32.8K $0.00 Direct F4
transaction HALO Restricted Stock Units Options Exercise $0 -28.7K -100% $0.00* 0 Feb 14, 2022 Common Stock 28.7K $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported disposition of 16,598 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.
F2 The reported disposition of 17,266 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.
F3 he reported disposition of 15,125 shares represents the shares that were withheld by the issuer as payment for minimum statutory tax withholding obligations.
F4 This transaction represents the vesting and settlement of restricted stock units in shares of common stock of the issuer.