Guy M. Arnold - Sep 28, 2021 Form 4 Insider Report for StoneCastle Financial Corp. (BANX)

Role
Director
Signature
/s/ Guy M. Arnold
Stock symbol
BANX
Transactions as of
Sep 28, 2021
Transactions value $
$43,456
Form type
4
Date filed
9/28/2021, 03:28 PM
Next filing
May 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BANX Common Stock Purchase $43.5K +2K +40% $21.73 7K Sep 28, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.68 to $21.75, inclusive. The reporting person undertakes to provide to StoneCastle Financial Corp., any security holder of StoneCastle Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.