Donald J. Rosenberg - Oct 1, 2021 Form 4 Insider Report for QUALCOMM INC/DE (QCOM)

Role
General Counsel
Signature
By: David Zuckerman, Attorney-in-Fact For: Donald J. Rosenberg
Stock symbol
QCOM
Transactions as of
Oct 1, 2021
Transactions value $
-$2,877,873
Form type
4
Date filed
10/5/2021, 04:29 PM
Previous filing
May 20, 2021
Next filing
May 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QCOM Common Stock Options Exercise $0 +10.1K +5279.58% $0.00 10.3K Oct 1, 2021 Direct F1
transaction QCOM Common Stock Options Exercise $0 +9.47K +92.2% $0.00 19.7K Oct 1, 2021 Direct
transaction QCOM Common Stock Options Exercise $0 +5.53K +28.01% $0.00 25.3K Oct 1, 2021 Direct
transaction QCOM Common Stock Tax liability -$467K -3.63K -14.34% $128.71 21.7K Oct 1, 2021 Direct
transaction QCOM Common Stock Tax liability -$576K -4.48K -20.66% $128.71 17.2K Oct 1, 2021 Direct
transaction QCOM Common Stock Tax liability -$387K -3K -17.48% $128.71 14.2K Oct 1, 2021 Direct
transaction QCOM Common Stock Sale -$1.45M -11.5K -80.81% $126.44 2.72K Oct 4, 2021 Direct F2, F3
holding QCOM Common Stock 12.9K Oct 1, 2021 by Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QCOM Restricted Stock Unit Options Exercise $0 -10.1K -100% $0.00* 0 Oct 1, 2021 Common Stock 10.1K Direct F5, F6
transaction QCOM Restricted Stock Unit Options Exercise $0 -9.47K -50% $0.00 9.47K Oct 1, 2021 Common Stock 9.47K Direct F5, F7
transaction QCOM Restricted Stock Unit Options Exercise $0 -5.53K -33.33% $0.00 11.1K Oct 1, 2021 Common Stock 5.53K Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 114 and 77 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2021 and July 31, 2021, respectively.
F2 The transaction was conducted under a Rule 10b5-1 trading plan.
F3 The sale prices for this transaction ranged from $126.0267 to $126.6100. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4 Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
F5 Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F6 The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2019, 2020 and 2021.
F7 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2020, 2021 and 2022.
F8 These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023.