Kevin Burke - May 12, 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
Director
Signature
Su Ping Lu for Kevin Burke
Stock symbol
HON
Transactions as of
May 12, 2021
Transactions value $
-$48,720
Form type
4
Date filed
5/12/2021, 05:32 PM
Next filing
May 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise $43.1K +768 +3.68% $56.08 21.6K May 12, 2021 Direct F1, F2
transaction HON Common Stock Tax liability -$91.8K -405 -1.87% $226.64 21.2K May 12, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Stock Option (Right to Buy) Options Exercise $0 -768 -33.33% $0.00 1.54K May 12, 2021 Common Stock 768 $56.08 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Adjusted to increase the number of shares and, in the case of the options, reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2013.