Matthew Ackley - May 13, 2021 Form 4 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Role
Chief Marketing Officer
Signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Matthew Ackley.
Stock symbol
RBA
Transactions as of
May 13, 2021
Transactions value $
-$85,620
Form type
4
Date filed
5/17/2021, 10:45 AM
Next filing
Aug 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $35.5K +2K $17.76 2K May 13, 2021 Direct
transaction RBA Common Shares Sale -$121K -2K -100% $60.57 0 May 13, 2021 Direct
holding RBA Common Shares 1.59K May 13, 2021 Employee Stock Purchase Plan F1
holding RBA Common Shares 19.5K May 13, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -2K -9.37% $0.00 19.3K May 13, 2021 Common Shares 2K $17.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through May 13, 2021.
F2 The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning March 1, 2018.