Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HOPE | Common Stock | Options Exercise | $90.3 K | +5.88 K | +12.27% | $15.36 | 53.8 K | May 20, 2021 | Direct | |
holding | HOPE | Common Stock | 189 K | May 20, 2021 | Irrevocable Trust | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HOPE | Restricted Stock Units | Options Exercise | -$90.3 K | -5.88 K | -100% | $15.36 | 0 | May 20, 2021 | Common Stock | 5.88 K | Direct | F2 | |
holding | HOPE | Non-qualified stock option (right to buy) | 20 K | May 20, 2021 | Common Stock | 20 K | $17.18 | Direct | F3 |
Jin Chul Jhung is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | Ownership includes 189,193 shares gifted to an irrevocable trust with his spouse as sole trustee to which Mr. Jhung retains the sole voting and investment power. |
F2 | Total 5,882 Restricted Stock Units (RSU) were granted on June 18, 2020 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 5,882 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier. |
F3 | These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter. |