Andrew Sims - Jun 3, 2021 Form 4 Insider Report for Sotherly Hotels Inc. (SOHO)

Role
Chairman, Director
Signature
/s/ Andrew M. Sims
Stock symbol
SOHO
Transactions as of
Jun 3, 2021
Transactions value $
-$105,620
Form type
4
Date filed
6/3/2021, 04:12 PM
Next filing
Jan 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOHO Common Stock Sale -$106K -27.4K -7.37% $3.85 345K Jun 3, 2021 Direct F1
holding SOHO Common Stock 794K Jun 3, 2021 By AMS Family Partnership, R.L.L.P.
holding SOHO Common Stock 156K Jun 3, 2021 By spouse
holding SOHO Common Stock 27.2K Jun 3, 2021 By ESOP F2
holding SOHO 8.0% Series B Preferred Stock 1.5K Jun 3, 2021 Direct F3
holding SOHO 7.875% Series C Preferred Stock 1.5K Jun 3, 2021 Direct F4
holding SOHO 8.25% Series D Preferred Stock 1.5K Jun 3, 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $3.79 to $3.88, inclusive; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F2 Reflects allocations under the issuer's Employee Stock Ownership Plan.
F3 The full security title is 8.0% Series B Cumulative Redeemable Perpetual Preferred Stock.
F4 The full security title is 7.875% Series C Cumulative Redeemable Perpetual Preferred Stock.
F5 The full security title is 8.25% Series D Cumulative Redeemable Perpetual Preferred Stock.