Jeffrey S. Mathiesen - Jun 14, 2021 Form 4 Insider Report for HELIUS MEDICAL TECHNOLOGIES, INC. (HSDT)

Role: CFO and Treasurer
Signature: /s/ Jeffrey Mathiesen
Stock symbol: HSDT
Transactions as of: Jun 14, 2021
Transactions value $: $0
Form type: 4
Date filed: 6/15/2021, 04:05 PM
Previous filing: Jun 4, 2021
Next filing: Dec 20, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HSDT	Stock Option (Right to Buy)	Award	$0	+77.3K		$0.00	77.3K	Jun 14, 2021	Common Stock	77.3K	$15.57	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant to the Reporting Person of a stock option to purchase 103,000 shares of common stock under the Issuer's 2018 Omnibus Incentive Plan. 25% of the shares are fully vested as of the grant date; 25% of the shares granted, which will be reported when earned, will vest based on a performance condition; of the remaining shares, 25% of such number remaining shall vest on the one year anniversary of the grant date, and the remainder shall vest in thirty-six successive equal monthly installments on the last day of each full month, subject to the Reporting Person's continuous service through each applicable vesting period.

Content

Grant to the Reporting Person of a stock option to purchase 103,000 shares of common stock under the Issuer's 2018 Omnibus Incentive Plan. 25% of the shares are fully vested as of the grant date; 25% of the shares granted, which will be reported when earned, will vest based on a performance condition; of the remaining shares, 25% of such number remaining shall vest on the one year anniversary of the grant date, and the remainder shall vest in thirty-six successive equal monthly installments on the last day of each full month, subject to the Reporting Person's continuous service through each applicable vesting period.