Andrew C. Bearden Jr - Jun 30, 2021 Form 4 Insider Report for FIRST US BANCSHARES INC (FUSB)

Role
Director
Signature
/s/Beverly J. Dozier, by power of attorney
Stock symbol
FUSB
Transactions as of
Jun 30, 2021
Transactions value $
$5,220
Form type
4
Date filed
7/2/2021, 01:21 PM
Next filing
Oct 4, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FUSB Phantom Stock Units Award $5.22K +476 +1.94% $10.96 25K Jun 30, 2021 Common Stock 476 Direct F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a 1-for-1 basis.
F2 Includes 65.65 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.
F3 The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.
F4 The total in this column 9 is updated to correct an error in the Form 4 dated March 31, 2021, in which the beneficial ownership of the reporting person was overstated by 1,000 due to a clerical error.