Jason L. Morgan - Jun 4, 2021 Form 3/A - Amendment Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Signature
/s/ Melanie M. Nealis, Attorney-in-Fact for Jason L. Morgan
Stock symbol
HLIO
Transactions as of
Jun 4, 2021
Transactions value $
$0
Form type
3/A - Amendment
Date filed
7/6/2021, 04:36 PM
Date Of Original Report
Jun 10, 2021
Next filing
Jul 6, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HLIO Restricted Stock Units Jun 4, 2021 Common Stock 324 $0.00 Direct F1, F2
holding HLIO Performance-Based Restricted Stock Units Jun 4, 2021 Common Stock 971 $0.00 Direct F3
holding HLIO Restricted Stock Units Jun 4, 2021 Common Stock 696 $0.00 Direct F4
holding HLIO Performance-Based Restricted Stock Units Jun 4, 2021 Common Stock 1.04K $0.00 Direct F5
holding HLIO Restricted Stock Units Jun 4, 2021 Common Stock 713 $0.00 Direct F6
holding HLIO Restricted Stock Units Jun 4, 2021 Common Stock 1.13K $0.00 Direct F7
holding HLIO Restricted Stock Units Jun 4, 2021 Common Stock 754 $0.00 Direct F8
holding HLIO Performance-Based Restricted Stock Units Jun 4, 2021 Common Stock 754 $0.00 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Form 3 is being amended to include the holdings not included on the reporting person's original filing.
F2 Restricted stock units granted to reporting person on February 22, 2019; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
F3 Performance-Based Restricted stock units granted to reporting person on February 22, 2019; representing the right to receive, following vesting, shares of Common Stock. The number of shares acquired upon vesting is contingent upon achievement of pre-established performance metrics and will vest at the end of 2021 fiscal year.
F4 Restricted stock units granted to reporting person on February 28, 2020; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
F5 Performance-Based Restricted stock units granted to reporting person on February 28, 2020; representing the right to receive, following vesting, shares of Common Stock. The number of shares acquired upon vesting is contingent upon achievement of pre-established performance metrics and will vest at the end of 2022 fiscal year.
F6 Restricted stock units granted to reporting person on July 1, 2020; unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.
F7 Restricted stock units granted to reporting person on January 1, 2021; unless earlier forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock on the first anniversary of the grant date.
F8 Restricted stock units granted to reporting person on January 28, 2021; unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
F9 Performance-Based Restricted stock units granted to reporting person on January 28, 2021; representing the right to receive, following vesting, shares of Common Stock. The number of shares acquired upon vesting is contingent upon achievement of pre-established performance metrics and will vest at the end of 2023 fiscal year.