Keith R. Smiley - Jul 21, 2021 Form 4 Insider Report for RPM INTERNATIONAL INC/DE/ (RPM)

Role
VP-Finance & Controller
Signature
/s/ Keith R. Smiley, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated April 4, 2012 on file with the Commission
Stock symbol
RPM
Transactions as of
Jul 21, 2021
Transactions value $
-$51,202
Form type
4
Date filed
7/23/2021, 05:47 PM
Previous filing
Jul 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RPM Common Stock, $0.01 par value Award $0 +167 +0.16% $0.00 105K Jul 21, 2021 Direct F1
transaction RPM Common Stock, $0.01 par value Award $0 +4.5K +4.29% $0.00 109K Jul 21, 2021 Direct F2
transaction RPM Common Stock, $0.01 par value Award $0 +1.97K +1.8% $0.00 111K Jul 21, 2021 Direct F3
transaction RPM Common Stock, $0.01 par value Tax liability -$51.2K -589 -0.53% $86.93 111K Jul 21, 2021 Direct F3, F4
holding RPM Common Stock, $0.01 par value 4.33K Jul 21, 2021 By 401(k) Plan F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was granted 167 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
F2 The reporting person was granted 4,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
F3 On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 589 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
F4 Includes an aggregate of 3,719 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 16,541 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 12,250 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
F5 Approximate number of shares held as of July 21, 2021 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.