Jessica Betjemann - Aug 9, 2021 Form 3 Insider Report for Gogo Inc. (GOGO)

Role
SVP, Finance, Treasurer & CAO
Signature
/s/ Marguerite M. Elias, Attorney-in-Fact for Jessica Betjemann
Stock symbol
GOGO
Transactions as of
Aug 9, 2021
Transactions value $
$0
Form type
3
Date filed
8/13/2021, 04:36 PM
Next filing
Sep 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GOGO Common Stock 21.4K Aug 9, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GOGO Options (Right to Buy) Aug 9, 2021 Common Stock 19K $2.14 Direct F1
holding GOGO Options (Right to Buy) Aug 9, 2021 Common Stock 30.8K $2.61 Direct F2
holding GOGO Performance Restricted Stock Units Aug 9, 2021 Common Stock 231 Direct F3, F4
holding GOGO Restricted Stock Units Aug 9, 2021 Common Stock 693 Direct F5, F6
holding GOGO Restricted Stock Units Aug 9, 2021 Common Stock 1.25K Direct F6, F7
holding GOGO Restricted Stock Units Aug 9, 2021 Common Stock 332 Direct F6, F8
holding GOGO Restricted Stock Units Aug 9, 2021 Common Stock 5.5K Direct F6, F9
holding GOGO Restricted Stock Units Aug 9, 2021 Common Stock 7.5K Direct F6, F10
holding GOGO Restricted Stock Units Aug 9, 2021 Common Stock 27.8K Direct F6, F11
holding GOGO Restricted Stock Unit Aug 9, 2021 Common Stock 28.6K Direct F6, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options were granted on March 17, 2020 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
F2 These options vest on December 31, 2022, subject to continued employment with the Company.
F3 Following the elimination of the performance conditions for these restricted stock units by the Compensation Committee of the Company, these restricted stock units provided for vesting in four annual installments beginning on the first anniversary of February 17, 2018, subject to continued employment with the Company.
F4 Each performance restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.
F5 2,775 restricted stock units were granted on February 17, 2018. 2,082 of these restricted stock units have vested and settled and 693 are scheduled to vest on February 17, 2022, subject to continued employment with the Company.
F6 Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.
F7 5,000 restricted stock units were granted on June 8, 2018. 3,750 of these restricted stock units have vested and settled and 1,250 are scheduled to vest on June 8, 2022, subject to continued employment of the Company.
F8 665 restricted stock units were granted on August 31, 2018. 333 of these restricted stock units have vested and settled and 332 are scheduled to vest ratably in equal installments on August 31, 2021 and August 31, 2022, subject to continued employment of the Company.
F9 11,000 restricted stock units were granted on March 10, 2019. 5,500 of these restricted stock units have vested and settled and 5,500 are scheduled to vest ratably in equal installments on March 10, 2022 and March 10, 2023, subject to continued employment of the Company.
F10 15,000 restricted stock units were granted on March 11, 2019. 7,500 of these restricted stock units have vested and settled and 7,500 are scheduled to vest ratably in equal installments on March 10, 2022 and March 10, 2023, subject to continued employment of the Company.
F11 11,000 of these restricted stock units vest in four equal installments on the first four anniversaries of March 17, 2020 and 19,500 of these restricted stock units will vest on December 31, 2022, in each case, subject to continued employment with the Company.
F12 28,557 of these restricted stock units vest in four equal installments on the first four anniversaries of March 29, 2021, subject to continued employment with the Company.