John M. Leonard - Aug 19, 2021 Form 4 Insider Report for Intellia Therapeutics, Inc. (NTLA)

Signature
/s/Glenn Goddard Attorney-In-Fact
Stock symbol
NTLA
Transactions as of
Aug 19, 2021
Transactions value $
-$3,127,459
Form type
4
Date filed
8/20/2021, 06:14 PM
Next filing
Aug 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTLA Common Stock Options Exercise $304K +22.7K +3.15% $13.40 742K Aug 19, 2021 Direct
transaction NTLA Common Stock Sale -$1.46M -9.73K -1.31% $150.46 732K Aug 19, 2021 Direct F1, F2
transaction NTLA Common Stock Sale -$1.06M -6.99K -0.95% $151.56 725K Aug 19, 2021 Direct F1, F3
transaction NTLA Common Stock Sale -$908K -5.96K -0.82% $152.30 719K Aug 19, 2021 Direct F1, F4
holding NTLA Common Stock 58.4K Aug 19, 2021 By Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTLA Stock Option (right to buy) Options Exercise $0 -22.7K -8.28% $0.00 251K Aug 19, 2021 Common Stock 22.7K $13.40 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.96, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 19, 2021 at each separate price.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.02 to $152.015, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 19, 2021 at each separate price.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.055 to $152.80, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 19, 2021 at each separate price.
F5 Shares held by the John M. Leonard 2015 Irrevocable Trust.
F6 The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 134,583 shares as of August 19, 2021.