Guy Chiarello - Aug 19, 2021 Form 4 Insider Report for FISERV INC (FI)

Signature
/s/ Eric C. Nelson (attorney-in-fact)
Stock symbol
FI
Transactions as of
Aug 19, 2021
Transactions value $
-$4,868,800
Form type
4
Date filed
8/23/2021, 04:27 PM
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FI Common Stock Gift $0 -37.4K -100% $0.00* 0 May 12, 2021 By Spouse
transaction FI Common Stock Gift $0 +37.4K $0.00 37.4K May 12, 2021 By Trust F1
transaction FI Common Stock Options Exercise $1.46M +40K +20.27% $36.54 237K Aug 19, 2021 Direct
transaction FI Common Stock Sale -$4.71M -40K -16.85% $117.71 197K Aug 19, 2021 Direct F2
transaction FI Common Stock Options Exercise $731K +20K +10.13% $36.54 217K Aug 23, 2021 Direct
transaction FI Common Stock Sale -$2.35M -20K -9.2% $117.64 197K Aug 23, 2021 Direct F3
holding FI Common Stock 26.1K Aug 19, 2021 By Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -40K -12.93% $0.00 269K Aug 19, 2021 Common Stock 40K $36.54 Direct F5
transaction FI Employee Stock Option (right to buy) Options Exercise $0 -20K -7.43% $0.00 249K Aug 23, 2021 Common Stock 20K $36.54 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
F2 This transaction was executed in multiple trades at prices ranging from $117.705 to $117.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $117.50 to $117.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.
F5 This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.